#TRS_AUTOADD_1628498531609 P {LINE-HEIGHT: 1.5; MARGIN-TOP: 6px; FONT-FAMILY: 宋体; MARGIN-BOTTOM: 6px; FONT-SIZE: 10.5pt}#TRS_AUTOADD_1628498531609 TD {LINE-HEIGHT: 1.5; MARGIN-TOP: 6px; FONT-FAMILY: 宋体; MARGIN-BOTTOM: 6px; FONT-SIZE: 10.5pt}#TRS_AUTOADD_1628498531609 DIV {LINE-HEIGHT: 1.5; MARGIN-TOP: 6px; FONT-FAMILY: 宋体; MARGIN-BOTTOM: 6px; FONT-SIZE: 10.5pt}#TRS_AUTOADD_1628498531609 LI {LINE-HEIGHT: 1.5; MARGIN-TOP: 6px; FONT-FAMILY: 宋体; MARGIN-BOTTOM: 6px; FONT-SIZE: 10.5pt}#TRS_AUTOADD_1628498531609 {LINE-HEIGHT: 1.5; MARGIN-TOP: 6px; FONT-FAMILY: 宋体; MARGIN-BOTTOM: 6px; FONT-SIZE: 10.5pt}/**---JSON--{"p":{"font-family":"宋体","font-weight":"","font-size":"10.5pt","line-height":"1.5","direction":"","margin-top":"6px","margin-bottom":"6px","text-indent":""},"td":{"font-family":"宋体","font-weight":"","font-size":"10.5pt","line-height":"1.5","direction":"","margin-top":"6px","margin-bottom":"6px","text-indent":""},"div":{"font-family":"宋体","font-weight":"","font-size":"10.5pt","line-height":"1.5","direction":"","margin-top":"6px","margin-bottom":"6px","text-indent":""},"li":{"font-family":"宋体","font-weight":"","font-size":"10.5pt","line-height":"1.5","direction":"","margin-top":"6px","margin-bottom":"6px","text-indent":""},"":{"font-family":"宋体","font-weight":"","font-size":"10.5pt","line-height":"1.5","direction":"","margin-top":"6px","margin-bottom":"6px","text-indent":""}}--**/根据证监会有关规定，自2021年7月15日起，我局对以下备案事项需提交的学历、学位证明文件，实行告知承诺制方式办理：
一、证券公司董事、监事、高级管理人员及分支机构负责人任职备案
二、证券公司设立、收购境内分支机构备案
三、期货公司投资咨询业务许可
四、期货公司变更法定代表人备案
五、期货公司设立境内分支机构备案
六、期货公司变更境内分支机构负责人备案
附件：1.《证明事项告知承诺书》（证券公司董事、监事、高级管理人员及分支机构负责人任职备案；证券公司设立、收购境内分支机构备案）
2.期货公司行政许可及备案相关证明事项告知
甘肃证监局
2021年8月5日
